Xuong Nguyen - May 9, 2024 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Signature
Xuong Nguyen
Stock symbol
SNEX
Transactions as of
May 9, 2024
Transactions value $
-$345,450
Form type
4
Date filed
5/13/2024, 04:18 PM
Previous filing
Dec 19, 2023
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $207K +6.91K +8.55% $30.00 87.7K May 9, 2024 Direct
transaction SNEX Common Stock Sale -$553K -6.91K -7.88% $80.00 80.8K May 9, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -6.91K -4.61% $0.00 143K May 9, 2024 Common Stock 6.91K $30.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).