Philip Andrew Smith - May 15, 2024 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Signature
Philip Andrew Smith
Stock symbol
SNEX
Transactions as of
May 15, 2024
Transactions value $
-$601,430
Form type
4
Date filed
5/17/2024, 04:45 PM
Previous filing
Mar 25, 2024
Next filing
Aug 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Sale -$601K -8K -3.42% $75.18 226K May 15, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.