| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNEX | Common Stock | Options Exercise | $243K | +8.09K | +13.3% | $30.00 | 68.9K | Jul 15, 2024 | Direct | |
| transaction | SNEX | Common Stock | Sale | -$647K | -8.09K | -11.74% | $80.00 | 60.8K | Jul 15, 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNEX | Stock Options | Options Exercise | $0 | -8.09K | -9.74% | $0.00 | 75K | Jul 15, 2024 | Common Stock | 8.09K | $30.00 | Direct | F1 |
Xuong Nguyen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | 60,000 options were forfeited upon Mr. Nguyen's retirement from the Company. |