Damon R. Cuzick - Apr 12, 2018 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
Chief Operating Officer
Signature
/s/ Damon R. Cuzick
Stock symbol
EVOA
Transactions as of
Apr 12, 2018
Transactions value $
$0
Form type
4
Date filed
9/3/2021, 04:50 PM
Previous filing
Sep 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Stock Option (right to buy) Award $0 +1M $0.00 1M Apr 12, 2018 Common Stock 1M $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -1M -100% 0 Sep 1, 2021 Common Stock 1M $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +1M 1M Sep 1, 2021 Common Stock 1M $1.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Award $0 +300K $0.00 300K Feb 27, 2020 Common Stock 300K $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -300K -100% 0 Sep 1, 2021 Common Stock 300K $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +300K 300K Sep 1, 2021 Common Stock 300K $1.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Award $0 +17.8K $0.00 17.8K Dec 27, 2020 Common Stock 17.8K $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -17.8K -100% 0 Sep 1, 2021 Common Stock 17.8K $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +17.8K 17.8K Sep 1, 2021 Common Stock 17.8K $1.50 Direct F1, F2
holding EVOA Secured Convertible Promissory Notes $1.14M Apr 12, 2018 Common Stock 840K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 The issuer reduced the exercise price of the option granted to the reporting person on September 1, 2021.
F3 Note amount does not reflect accrued interest. Principal and interest are convertible into common stock at any time at the election of the holder, subject to a monthly conversion limit equal to 10% of the 30 day average trading volume of shares of common stock for the prior month.