Billy L. Peck JR - Dec 27, 2020 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
EVP, Business Development
Signature
/s/ Billy L. ("Trey") Peck, Jr.
Stock symbol
EVOA
Transactions as of
Dec 27, 2020
Transactions value $
$0
Form type
4
Date filed
9/8/2021, 07:00 PM
Previous filing
Sep 8, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EVOA Common Stock 500K Dec 27, 2020 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Stock Option (right to buy) Award $0 +20K $0.00 20K Dec 27, 2020 Common Stock 20K $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -20K -100% 0 Sep 1, 2021 Common Stock 20K $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +20K 20K Sep 1, 2021 Common Stock 20K $1.50 Direct F1, F2
holding EVOA Warrant (right to buy) 333K Dec 27, 2020 Common Stock 333K $3.00 Direct
holding EVOA Warrant (right to buy) 333K Dec 27, 2020 Common Stock 333K $5.00 Direct
holding EVOA Warrant (right to buy) 333K Dec 27, 2020 Common Stock 333K $7.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 The issuer reduced the exercise price of the option granted to the reporting person on September 1, 2021.