| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $903K | +25.8K | +1.87% | $35.00 | 1.41M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $338K | +13.5K | +0.96% | $25.00 | 1.42M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $117K | +5.7K | +0.4% | $20.50 | 1.43M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $160K | +5.7K | +0.4% | $28.00 | 1.43M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $597K | +19.9K | +1.39% | $30.00 | 1.45M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $262K | +11.4K | +0.79% | $23.00 | 1.46M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $154K | +5.7K | +0.39% | $27.00 | 1.47M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $148K | +5.7K | +0.39% | $26.00 | 1.47M | Jan 20, 2023 | By: Voss Value Master Fund, L.P. | F1, F3 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $130K | +3.7K | +1.94% | $35.00 | 195K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $20.8K | +800 | +0.41% | $26.00 | 196K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $22.4K | +800 | +0.41% | $28.00 | 196K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $81K | +2.7K | +1.37% | $30.00 | 199K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $21.6K | +800 | +0.4% | $27.00 | 200K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $36.8K | +1.6K | +0.8% | $23.00 | 201K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $16.4K | +800 | +0.4% | $20.50 | 202K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $30K | +1.2K | +0.59% | $25.00 | 203K | Jan 20, 2023 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $18.5K | +900 | +0.06% | $20.50 | 1.5M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $130K | +3.7K | +0.25% | $35.00 | 1.5M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $96K | +3.2K | +0.21% | $30.00 | 1.51M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $223K | +8.9K | +0.59% | $25.00 | 1.51M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $25.2K | +900 | +0.06% | $28.00 | 1.52M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $413K | +11.8K | +0.78% | $35.00 | 1.53M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $276K | +9.2K | +0.6% | $30.00 | 1.54M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $24.3K | +900 | +0.06% | $27.00 | 1.54M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $41.4K | +1.8K | +0.12% | $23.00 | 1.54M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $120K | +5.2K | +0.34% | $23.00 | 1.54M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $72.8K | +2.6K | +0.17% | $28.00 | 1.55M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $67.6K | +2.6K | +0.17% | $26.00 | 1.55M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| transaction | GFF | Common Stock, $0.25 par value | Exercise of in-the-money or at-the-money derivative security | $23.4K | +900 | +0.06% | $26.00 | 1.55M | Jan 20, 2023 | By: Managed Accounts of Voss Capital, LLC | F1, F5 |
| holding | GFF | Common Stock, $0.25 par value | 276 | Jan 20, 2023 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -258 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 2.58K | $35.00 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -135 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 13.5K | $25.00 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -57 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 5.7K | $28.00 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -57 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 5.7K | $20.50 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -199 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 19.9K | $30.00 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -114 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 11.4K | $23.00 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -57 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 5.7K | $26.00 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -57 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 5.7K | $27.00 | By: Voss Value Master Fund, L.P. | F1, F3, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -37 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 3.7K | $35.00 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -8 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 800 | $28.00 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -8 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 800 | $26.00 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -27 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 2.7K | $30.00 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -8 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 800 | $27.00 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -16 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 1.6K | $23.00 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -8 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 800 | $20.50 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -12 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 1.2K | $25.00 | By: Voss Value-Oriented Special Situations Fund, L.P. | F1, F4, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -9 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 900 | $20.50 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -37 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 3.7K | $35.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -32 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 3.2K | $30.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -89 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 8.9K | $25.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -9 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 900 | $28.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -118 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 11.8K | $35.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -92 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 9.2K | $30.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -9 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 900 | $27.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -18 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 1.8K | $23.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -52 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 5.2K | $23.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -26 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 2.6K | $28.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -26 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 2.6K | $26.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| transaction | GFF | Call Option (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -9 | -100% | $0.00* | 0 | Jan 20, 2023 | Common Stock, $0.25 par value | 900 | $26.00 | By: Managed Accounts of Voss Capital, LLC | F1, F5, F6 |
| Id | Content |
|---|---|
| F1 | This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. |
| F2 | These securities were granted to Mr. Cocke, the managing member of Voss Capital and Voss GP, in connection with his service as a member of the Board of Directors of the Issuer. As a result of Mr. Cocke's agreement with Voss Capital to transfer the economic benefit, if any, received upon the sale of the securities reported herein as directly owned by Mr. Cocke to certain of the other Reporting Persons, each of the Reporting Persons may be deemed to have a pecuniary interest in such securities. |
| F3 | Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. |
| F4 | Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. |
| F5 | Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. |
| F6 | Such options were immediately exercisable upon their acquisition. |
Mr. Cocke is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Cocke) may be deemed a director by deputization by virtue of Mr. Cocke's service on the Board of Directors of the Issuer.