Joel Ackerman - Aug 9, 2021 Form 4 Insider Report for DAVITA INC. (DVA)

Role
CFO and Treasuer
Signature
/s/ Stephanie Berberich, Attorney-in-Fact
Stock symbol
DVA
Transactions as of
Aug 9, 2021
Transactions value $
-$4,957,518
Form type
4
Date filed
8/11/2021, 07:32 PM
Previous filing
Aug 6, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $10M +145K +408.9% $68.89 181K Aug 9, 2021 Direct
transaction DVA Common Stock Disposed to Issuer -$10M -75.1K -41.57% $133.17 106K Aug 9, 2021 Direct F1
transaction DVA Common Stock Tax liability -$4.96M -37.2K -35.26% $133.17 68.3K Aug 9, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -145K -100% $0.00* 0 Aug 9, 2021 Common Stock 145K $68.89 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 The Stock Appreciation Rights were granted on February 21, 2017, which vested 50% each on February 21, 2020 and February 21, 2021.
F4 Expiration date incorrectly reported as February 21, 2021 on Form 4/A filed on February 23, 2017.