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Signature
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/s/ Cleo Belmonte (POA on file)
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Stock symbol
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COF
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Transactions as of
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Dec 14, 2023
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Transactions value $
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-$2,755,165
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Form type
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4
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Date filed
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12/18/2023, 05:09 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
COF |
Common Stock |
Options Exercise |
$2.41M |
+28K |
+50.84% |
$86.34 |
82.9K |
Dec 14, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
-$3.63M |
-28K |
-33.7% |
$130.00 |
55K |
Dec 14, 2023 |
Direct |
F1 |
| transaction |
COF |
Common Stock |
Sale |
-$1.53M |
-11.8K |
-21.47% |
$130.00 |
43.2K |
Dec 14, 2023 |
Direct |
F1 |
| holding |
COF |
Common Stock |
|
|
|
|
|
808 |
Dec 14, 2023 |
By 401(k) |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
COF |
Stock Options |
Options Exercise |
$0 |
-28K |
-100% |
$0.00* |
0 |
Dec 14, 2023 |
Common Stock |
28K |
$86.34 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: