Ryan Gillis Ezell - Dec 29, 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
CEO, Director
Signature
/s/ J. Bond Clement as attorney-in-fact
Stock symbol
FTK
Transactions as of
Dec 29, 2023
Transactions value $
$7,403
Form type
4
Date filed
1/11/2024, 04:03 PM
Previous filing
Dec 6, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $7.4K +2.22K +2.14% $3.33 106K Dec 29, 2023 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Ezell is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") for the 3-month period commencing October 1, 2023. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on 12/29/2023.
F3 On September 9, 2021, the reporting person filed a Form 4 incorrectly reporting the number of shares beneficially owned following the transaction, which failed to include 6,764 shares from a previous transaction reported on a Form 4 filed on April 6, 2021. The number of shares beneficially owned has been adjusted to correct the error.
F4 On November 27, 2023, the reporting person filed a Form 4 incorrectly reporting that the number of shares beneficially owned following the transaction as adjusted for the one for six reverse split of the common stock effective September 25, 2023 were 87,578 instead of 86,451. The number of shares beneficially owned following the transaction has been adjusted to correct the error.