John M. Roth - Aug 7, 2023 Form 4 Insider Report for El Pollo Loco Holdings, Inc. (LOCO)

Role
Director
Signature
/s/ John M. Roth
Stock symbol
LOCO
Transactions as of
Aug 7, 2023
Transactions value $
-$26,575,000
Form type
4
Date filed
8/8/2023, 05:11 PM
Previous filing
Nov 4, 2021
Next filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOCO Common Stock Sale -$26.2M -2.47M -45.17% $10.63 2.99M Aug 7, 2023 See Notes F1, F3
transaction LOCO Common Stock Sale -$351K -33K -45.17% $10.63 40.1K Aug 7, 2023 See Notes F2, F3
holding LOCO Common Stock 37K Aug 7, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").
F2 Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.
F3 Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.
F4 Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant.