| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ULBI | Common Stock | Purchase | $244K | +54.9K | +8.55% | $4.44 | 697K | Feb 24, 2022 | Direct | F1 |
| transaction | ULBI | Common Stock | Purchase | $514 | +100 | +0.01% | $5.14 | 697K | Feb 25, 2022 | Direct | |
| transaction | ULBI | Common Stock | Purchase | $157 | +30 | +0% | $5.22 | 697K | Feb 28, 2022 | Direct | |
| holding | ULBI | Common Stock | 4.45M | Feb 24, 2022 | By Sunray I, LLC | F2 | |||||
| holding | ULBI | Common Stock | 519K | Feb 24, 2022 | By Grace Brothers, LP | F3 | |||||
| holding | ULBI | Common Stock | 3.27K | Feb 24, 2022 | By daughter |
| Id | Content |
|---|---|
| F1 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.43 to $4.45. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |
| F2 | As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock. |
| F3 | As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock. |