| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Common Stock | Options Exercise | $154K | +45K | +32.88% | $3.42* | 182K | Aug 18, 2021 | Direct | F1 |
| transaction | SWAV | Common Stock | Sale | -$313K | -1.7K | -0.93% | $183.89 | 180K | Aug 18, 2021 | Direct | F1, F2 |
| transaction | SWAV | Common Stock | Sale | -$314K | -1.7K | -0.94% | $184.72 | 178K | Aug 18, 2021 | Direct | F1, F3 |
| transaction | SWAV | Common Stock | Sale | -$252K | -1.36K | -0.76% | $185.52 | 177K | Aug 18, 2021 | Direct | F1, F4 |
| transaction | SWAV | Common Stock | Sale | -$1.55M | -8.27K | -4.67% | $186.86 | 169K | Aug 18, 2021 | Direct | F1, F5 |
| transaction | SWAV | Common Stock | Sale | -$2.3M | -12.3K | -7.27% | $187.69 | 157K | Aug 18, 2021 | Direct | F1, F6 |
| transaction | SWAV | Common Stock | Sale | -$1.36M | -7.21K | -4.61% | $188.84 | 149K | Aug 18, 2021 | Direct | F1, F7 |
| transaction | SWAV | Common Stock | Sale | -$1.49M | -7.88K | -5.28% | $189.67 | 141K | Aug 18, 2021 | Direct | F1, F8 |
| transaction | SWAV | Common Stock | Sale | -$667K | -3.5K | -2.47% | $190.66 | 138K | Aug 18, 2021 | Direct | F1, F9 |
| transaction | SWAV | Common Stock | Sale | -$211K | -1.1K | -0.8% | $191.73 | 137K | Aug 18, 2021 | Direct | F1, F10 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Stock Option (Right to Buy) | Options Exercise | $0 | -45K | -7.6% | $0.00 | 547K | Aug 18, 2021 | Common Stock | 45K | $3.42 | Direct | F1, F11 |
| Id | Content |
|---|---|
| F1 | This exercise and all sale transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 12/09/2020. |
| F2 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $183.07 to $184.06. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F3 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $184.14 to $185.13. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F4 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $185.18 to $186.17. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F5 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $186.21 to $187.16. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F6 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $187.26 to $188.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F7 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $188.27 to $189.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F8 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $189.28 to $190.21. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F9 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $190.31 to $191.15. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F10 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $191.35 to $192.13. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F11 | Twenty-Five percent of the shares subject to this option vested on 5/9/18 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months. |