Frances Powell Hawes - Jun 10, 2022 Form 4 Insider Report for PGT Innovations, Inc. (PGTI)

Role: Director
Signature: /s/ Ryan S. Quinn, as attorney-in-fact for FRANCES HAWES
Stock symbol: PGTI
Transactions as of: Jun 10, 2022
Transactions value $: $0
Form type: 4
Date filed: 6/14/2022, 05:27 PM
Previous filing: May 31, 2022
Next filing: Aug 22, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PGTI	PGTI Restricted Stock Unit	Award	$0	+5.08K	+126.47%	$0.00	9.1K	Jun 10, 2022	PGTI Common Stock	5.08K	$0.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units granted under the Amended and Restated 2019 Equity and Incentive Compensation Plan. Subject to the terms of the grant agreement between the issuer and the grantee, the right to receive the PGTI common stock underlying the restricted stock units will be earned on June 10, 2023 but will continue to be deferred pursuant to a separate deferral election agreement between the issuer and the grantee whereby the grantee has elected to continue to defer her rights to receive the underlying PGTI common stock until the earlier of certain events, as defined therein, none of which shall be earlier than June 10, 2023.

Content

Restricted stock units granted under the Amended and Restated 2019 Equity and Incentive Compensation Plan. Subject to the terms of the grant agreement between the issuer and the grantee, the right to receive the PGTI common stock underlying the restricted stock units will be earned on June 10, 2023 but will continue to be deferred pursuant to a separate deferral election agreement between the issuer and the grantee whereby the grantee has elected to continue to defer her rights to receive the underlying PGTI common stock until the earlier of certain events, as defined therein, none of which shall be earlier than June 10, 2023.