Pieter A. van Niekerk - Sep 11, 2023 Form 4 Insider Report for Gatos Silver, Inc. (GATO)

Role
Chief Financial Officer
Signature
/s/ Stephen Bodley as Attorney-in-Fact for Pieter A. van Niekerk
Stock symbol
GATO
Transactions as of
Sep 11, 2023
Transactions value $
$0
Form type
4
Date filed
9/13/2023, 07:44 PM
Previous filing
Jul 13, 2022
Next filing
Jan 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATO Common Stock Award $0 +143K $0.00 143K Sep 11, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATO Employee Stock Option (Right to Buy) Award $0 +161K $0.00 161K Sep 11, 2023 Common Stock 161K $5.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists entirely of restricted stock units ("RSUs") which vest on July 1, 2025.
F2 These options were granted on September 11, 2023. One-third vested on the grant date and the remainder vests in equal installments on each of July 1, 2024 and July 1, 2025.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney