| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -312K | -100% | 0 | Nov 15, 2023 | Direct | F1 | ||
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -283K | -100% | 0 | Nov 15, 2023 | Peter R. Chase Insurance Trust | F1, F2 | ||
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -22.5K | -100% | 0 | Nov 15, 2023 | Peter R. Chase Insurance Trust - GST Exempt | F1, F3 | ||
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -1.47K | -100% | 0 | Nov 15, 2023 | Chase 2015 Irrevocable Trust | F1, F4 | ||
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -44K | -100% | 0 | Nov 15, 2023 | Peter R. Chase Trust | F1, F5 | ||
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -17.4K | -100% | 0 | Nov 15, 2023 | Peter R. Chase 2022 Qualified Annuity Trust #1 | F1, F6 | ||
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -61.4K | -100% | 0 | Nov 15, 2023 | Peter R. Chase 2022 Qualified Annuity Trust #2 | F1, F7 | ||
| transaction | CCF | Chase Corporation Common Stock | Disposed to Issuer | -98.1K | -100% | 0 | Nov 15, 2023 | Peter R. Chase 2022 Qualified Annuity Trust #3 | F1, F8 |
Peter R. Chase is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger, dated as of July 21, 2023, by and among Chase Corporation (the "Issuer"), Formulations Parent Corporation ("Parent") and Formulations Merger Sub Corporation, a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub", pursuant to which, effective as of November 15, 2023 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger") and each issued and outstanding share of the Issuer's Common Stock (each, a "Share") was cancelled and converted into the right to receive $127.50 in cash (the "Per Share Consideration"), subject to any applicable withholding of taxes and without interest. |
| F2 | Represents shares held by the Peter R. Chase Insurance Trust. |
| F3 | Represents shares held by the Peter R. Chase Insurance Trust - GST Exempt. |
| F4 | Represents shares held by the Chase 2015 Irrevocable Trust. |
| F5 | Represents shares held by the Peter R. Chase Trust. |
| F6 | Represents shares held by the Peter R. Chase 2022 Qualified Annuity Trust #1. |
| F7 | Represents shares held by the Peter R. Chase 2022 Qualified Annuity Trust #2. |
| F8 | Represents shares held by the Peter R. Chase 2022 Qualified Annuity Trust #3. |