Rutul R. Shah - Apr 5, 2024 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Chief Operating Officer
Signature
/s/ Rutul R. Shah, by Donald P. Lehr, as attorney-in-fact
Stock symbol
PGEN
Transactions as of
Apr 5, 2024
Transactions value $
-$57,218
Form type
4
Date filed
4/9/2024, 08:56 PM
Previous filing
Aug 25, 2023
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Options Exercise +117K +87.76% 251K Apr 5, 2024 Direct F1
transaction PGEN Common Stock Tax liability -$57.2K -40.9K -16.31% $1.40 210K Apr 5, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +117K $0.00 117K Apr 5, 2024 Common Stock 117K Direct F1, F3
transaction PGEN Restricted Stock Units Options Exercise $0 -117K -100% $0.00* 0 Apr 5, 2024 Common Stock 117K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F2 Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.
F3 The RSUs vested immediately upon the grant date.