ASE Test, Inc. - May 3, 2024 Form 3 Insider Report for Ainos, Inc. (AIMD)

Role
More than 10% owner
Signature
/s/ Alan Li, By: ASE Test, Inc., By: Alan Li, authorized signatory of ASE Test, Inc.
Stock symbol
AIMD
Transactions as of
May 3, 2024
Transactions value $
$0
Form type
3
Date filed
5/8/2024, 06:06 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding AIMD Common Stock, par value $0.01 per share 29,411 May 3, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AIMD 6% Convertible Note due 2025 May 3, 2024 Common Stock, par value $0.01 per share 282,666 $7.50 Direct F1
holding AIMD 6% Convertible Note due 2027 May 3, 2024 Common Stock, par value $0.01 per share 2,000,000 $4.50 Direct F1, F2

Explanation of Responses:

Id Content
F1 The securities reported herein are directly held by ASE Test, Inc., an indirectly wholly-owned subsidiary of ASE Technology Holding Co., Ltd. Accordingly, ASE Technology Holding Co., Ltd. is reporting indirect ownership of the securities held by ASE Test, Inc.
F2 The Issuer and ASE Test, Inc. entered into a Convertible Note and Warrant Purchase Agreement, dated May 3, 2024. The closing date and date of issuance of the Convertible Note and Warrant willbe mutually determined by the parties. The expiration date of the notes will be three years from the date of issuance.