Kenneth W. Gilbert - Sep 19, 2022 Form 4/A - Amendment Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role: Director
Signature: Kenneth W. Gilbert
Stock symbol: ITHUF
Transactions as of: Sep 19, 2022
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 5/31/2023, 05:38 PM
Date Of Original Report: Sep 23, 2022
Previous filing: Aug 19, 2022
Next filing: Sep 23, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ITHUF	Restricted Stock Units	Award	$0	+6.18M		$0.00	6.18M	Sep 19, 2022	Common Stock	6.18M		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F2	The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. 1,960,785 of the restricted stock units vested one (1) day after the date of grant. The remaining 4,215,687 restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer. The original Form 4, filed on September 23, 2022, is being amended by this Form 4 Amendment solely to correct the inadvertent misdescription therein of the foregoing vesting schedule as well as to insert in Column 3 of Table II the correct grant date for the restricted stock units.

Content

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. 1,960,785 of the restricted stock units vested one (1) day after the date of grant. The remaining 4,215,687 restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer. The original Form 4, filed on September 23, 2022, is being amended by this Form 4 Amendment solely to correct the inadvertent misdescription therein of the foregoing vesting schedule as well as to insert in Column 3 of Table II the correct grant date for the restricted stock units.