Robert R. Galvin - Jul 26, 2022 Form 4/A - Amendment Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role
Interim CEO and COO
Signature
Robert R Galvin
Stock symbol
ITHUF
Transactions as of
Jul 26, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
5/31/2023, 05:41 PM
Date Of Original Report
Sep 23, 2022
Previous filing
Mar 28, 2023
Next filing
May 31, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ITHUF Restricted Stock Units Award $0 +35.4M $0.00 35.4M Jul 26, 2022 Common Stock 35.4M Direct F1, F2
transaction ITHUF Option (right to buy) Award $0 +3.94M $0.00 3.94M Sep 19, 2022 Common Stock 3.94M $0.05 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F2 The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018 (the "Plan"). At the time of grant, two-thirds of the RSUs were vested. The balance of the RSUs will vest on July 10, 2023, subject to the Reporting Peron's continued service with the Issuer.
F3 The original Form 4, filed on September 23, 2022, is being amended by this Form 4 Amendment solely to insert in Column 3 of Table II the correct date of grant of the options.
F4 The options were granted pursuant to the Plan. The options will vest in three equal annual installments with the first installment vesting on the first anniversary of the date of grant.