Alexander Shoghi - Jun 1, 2023 Form 4 Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role
Director
Signature
Alexander Shoghi
Stock symbol
ITHUF
Transactions as of
Jun 1, 2023
Transactions value $
$8,101
Form type
4
Date filed
6/2/2023, 05:25 PM
Previous filing
May 19, 2023
Next filing
Oct 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ITHUF Common Stock Award $8.1K +424K +9.3% $0.02 4.98M Jun 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ITHUF Restricted Stock Units 4.46M Jun 1, 2023 Common Stock 4.46M Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $0.0155 to $0.0250; the price reported above reflects the volume-weighted average purchase price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer or a security holder of the Issuer.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F3 The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. The restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.