John Alexander Paterson - Jul 6, 2023 Form 4 Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role
Director
Signature
John Alexander Paterson
Stock symbol
ITHUF
Transactions as of
Jul 6, 2023
Transactions value $
$0
Form type
4
Date filed
7/7/2023, 04:58 PM
Previous filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ITHUF Common Stock Award +5.59M 5.59M Jul 6, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ITHUF Restricted Stock Units Options Exercise $0 -5.59M -31.75% $0.00 12M Jul 6, 2023 Common Stock 5.59M Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the issuance of the shares underlying the initial vested portion of the grant of restricted stock units to the Reporting Person on May 17, 2023.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F3 The restricted stock units referenced in Column 9 were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan dated October 15, 2018. Such restricted stock units will vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service with the Issuer.