Brian Richard Mariotti - Jul 30, 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Director
Signature
/s/ Tracy Daw, as Attorney-in- Fact for Brian Richard Mariotti
Stock symbol
FNKO
Transactions as of
Jul 30, 2023
Transactions value $
$0
Form type
4
Date filed
8/1/2023, 07:37 PM
Previous filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +667K +473.07% $0.00 808K Jul 30, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -667K -100% $0.00* 0 Jul 30, 2023 CLASS A COMMON STOCK 667K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2 The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.