Jerry L. Redondo - Nov 10, 2023 Form 4 Insider Report for DUCOMMUN INC /DE/ (DCO)

Role
S.V.P., Elec. & Struc. Systems
Signature
Jerry L. Redondo
Stock symbol
DCO
Transactions as of
Nov 10, 2023
Transactions value $
-$149,393
Form type
4
Date filed
11/13/2023, 05:23 PM
Previous filing
Jun 23, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DCO Common Stock Options Exercise $165K +5K +8.25% $32.90 65.6K Nov 10, 2023 Direct
transaction DCO Common Stock Tax liability -$202K -4.23K -6.45% $47.77 61.4K Nov 10, 2023 Direct
transaction DCO Common Stock Options Exercise $115K +4K +6.52% $28.67 65.4K Nov 10, 2023 Direct
transaction DCO Common Stock Tax liability -$153K -3.21K -4.91% $47.77 62.2K Nov 10, 2023 Direct
transaction DCO Common Stock Sale -$73.1K -1.54K -2.47% $47.54 60.6K Nov 10, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DCO Option - Right to Buy Options Exercise $0 +5K $0.00* 0 Nov 10, 2023 Common Stock 5K $32.90 Direct F2, F3
transaction DCO Option - Right to Buy Options Exercise $0 +4K $0.00* 0 Nov 10, 2023 Common Stock 4K $28.67 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $47.49 to $47.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transaction was effectuated.
F2 This option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans.
F3 This option vested as to 1,667 shares on each of May 14, 2019, 2020 and 2021.
F4 The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans.
F5 This option vested as to 1,000 shares on each of March 20, 2018, 2019, 2020 and 2021.