Adam Spice - Nov 29, 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Signature
/s/ Arjun Kampani as Attorney-in-Fact for Adam Spice
Stock symbol
RKLB
Transactions as of
Nov 29, 2023
Transactions value $
-$257,609
Form type
4
Date filed
11/30/2023, 07:49 PM
Previous filing
Aug 29, 2023
Next filing
Mar 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Sale -$258K -57.7K -3.68% $4.46 1.51M Nov 29, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 Includes 794 shares acquired under the Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan on November 21, 2023 in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).