Michael J. Lagoudis - Dec 7, 2023 Form 4 Insider Report for Ponce Financial Group, Inc. (PDLB)

Signature
/s/Frank Perez, as attorney in fact
Stock symbol
PDLB
Transactions as of
Dec 7, 2023
Transactions value $
$53,520
Form type
4
Date filed
12/11/2023, 03:56 PM
Previous filing
Jul 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PDLB Common Stock 18.9K Dec 7, 2023 Direct F1
holding PDLB Common Stock 5K Dec 7, 2023 By Wife
holding PDLB Common Stock 4.45K Dec 7, 2023 By ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PDLB Premium Stock Options Award $10.3K +1K $10.33 1K Dec 7, 2023 Common Stock 1K $10.33 Direct
transaction PDLB Premium Stock Options Award $10.5K +1K +100% $10.52 2K Dec 7, 2023 Common Stock 1K $10.52 Direct
transaction PDLB Premium Stock Options Award $10.7K +1K +50% $10.70 3K Dec 7, 2023 Common Stock 1K $10.70 Direct
transaction PDLB Premium Stock Options Award $10.9K +1K +33.33% $10.89 4K Dec 7, 2023 Common Stock 1K $10.89 Direct
transaction PDLB Premium Stock Options Award $11.1K +1K +25% $11.08 5K Dec 7, 2023 Common Stock 1K $11.08 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 8,371 shares of restricted stock units, of which 4,186 shares vest on July 23, 2024 and the remainder vest on July 23, 2025
F2 Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report