Richard Upton - Dec 12, 2023 Form 4 Insider Report for Carmell Corp (CTCX)

Role: Director
Signature: /s/ Richard Upton
Stock symbol: CTCX
Transactions as of: Dec 12, 2023
Transactions value $: $15,330
Form type: 4
Date filed: 12/13/2023, 09:53 PM
Previous filing: Jul 18, 2023
Next filing: Jun 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CTCX	Common Stock	Purchase	$7K	+2K		$3.50	2K	Dec 12, 2023	Direct
transaction	CTCX	Common Stock	Purchase	$8.33K	+2.4K	+120%	$3.47	4.4K	Dec 13, 2023	Direct	F1
transaction	CTCX	Common Stock	Other	$0	0	0%	$0.00^*	44.8K	Sep 23, 2021	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $3.46 to $3.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2
F2	The shares beneficially owned by the Reporting Person include 44,845 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of December 13, 2023.

Content

The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $3.46 to $3.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2

The shares beneficially owned by the Reporting Person include 44,845 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of December 13, 2023.