John C. Redett - Feb 6, 2024 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Chief Financial Officer
Signature
/s/ Anne K. Frederick by Power of Attorney for John C. Redett
Stock symbol
CG
Transactions as of
Feb 6, 2024
Transactions value $
$0
Form type
4
Date filed
2/8/2024, 09:23 PM
Previous filing
Oct 2, 2023
Next filing
May 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Award $0 +430K +1143.3% $0.00 467K Feb 6, 2024 Direct F1
transaction CG Common Stock Award $0 +8.96K +1.92% $0.00 476K Feb 6, 2024 Direct F2
transaction CG Common Stock Award $0 +501K +105.18% $0.00 977K Feb 6, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.
F2 These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.
F3 These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited.