Jeffrey W. Ferguson - Feb 6, 2024 Form 4 Insider Report for Carlyle Group Inc. (CG)

Signature
/s/ Anne K. Frederick by power of attorney for Jeffrey W. Ferguson
Stock symbol
CG
Transactions as of
Feb 6, 2024
Transactions value $
-$662,858
Form type
4
Date filed
2/8/2024, 09:25 PM
Previous filing
Feb 5, 2024
Next filing
May 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Award $0 +107K +9.14% $0.00 1.28M Feb 6, 2024 Direct F1
transaction CG Common Stock Award $0 +6.27K +0.49% $0.00 1.29M Feb 6, 2024 Direct F2
transaction CG Common Stock Award $0 +36.5K +2.83% $0.00 1.33M Feb 6, 2024 Direct F3
transaction CG Common Stock Tax liability -$663K -16.4K -1.24% $40.31 1.31M Feb 6, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.
F2 These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.
F3 These shares of common stock were acquired upon the satisfaction of certain performance-based vesting criteria and settlement of performance-based restricted stock unit awards previously granted to the reporting person.
F4 Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of performance-based restricted stock unit awards that vested on such date. No shares of common stock were sold by the reporting person.