Kevin M. McPherson - Feb 15, 2024 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chief Revenue Officer
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Kevin M. McPherson
Stock symbol
MKTX
Transactions as of
Feb 15, 2024
Transactions value $
-$524,247
Form type
4
Date filed
2/16/2024, 05:00 PM
Previous filing
Feb 2, 2024
Next filing
Aug 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +3.65K +5.31% $0.00 72.5K Feb 15, 2024 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$81.7K -378 -0.52% $216.21 72.1K Feb 15, 2024 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Sale -$443K -2K -2.77% $221.26 70.1K Feb 16, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027.
F2 Represents the surrender of shares to the Company to satisfy the reporting owner's tax withholding obligation upon the vesting of restricted stock units previously granted to the reporting owner.
F3 The transactions were executed in multiple trades at prices ranging from $220.91 to $221.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.