Kenneth Moelis - Feb 29, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role: Chairman, CEO, Director
Signature: /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Stock symbol: MC
Transactions as of: Feb 29, 2024
Transactions value $: -$4,274,570
Form type: 4
Date filed: 3/1/2024, 05:59 PM
Previous filing: Feb 23, 2024
Next filing: Apr 2, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MC	Class A Common Stock	Sale	-$4.06M	-75K	-46.46%	$54.11	86.4K	Feb 29, 2024	Direct
transaction	MC	Class A Common Stock	Sale	-$216K	-4K	-4.63%	$54.08	82.4K	Mar 1, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Moelis' ownership of 82,441 shares of Class A common stock is in addition to (i) 702,024 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 90,120 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust

Content

Mr. Moelis' ownership of 82,441 shares of Class A common stock is in addition to (i) 702,024 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 90,120 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust