William F. Souder - Mar 4, 2024 Form 4 Insider Report for P10, Inc. (PX)

Role
Chief Operating Officer, Director, Other*
Signature
/s/Amanda Coussens, Attorney in Fact for the Reporting Persons
Stock symbol
PX
Transactions as of
Mar 4, 2024
Transactions value $
$0
Form type
4
Date filed
3/6/2024, 09:41 PM
Previous filing
Mar 17, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Award $0 +125K $0.00 125K Mar 4, 2024 Class A Common Stock 125K Direct F1, F2, F3
transaction PX Stock Options Award $0 +207K $0.00 207K Mar 4, 2024 Class A Common Stock 207K $7.99 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2 Restricted stock units vest one year from the date of grant, subject to continuous employment through the vesting date.
F3 These securities are owned directly by Mr. Souder.
F4 25% of the options vest on the second, third, fourth and fifth anniversary of the applicable grant date, subject to continuous employment through the vesting date and earlier vesting upon the occurrence of certain events.

Remarks:

This Form 4 is being filed by Souder Family LLC and Mr. Souder (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are the beneficial owners of the securities of the Issuer reported herein. Mr. Souder also serves as the Chief Operating Officer of the Issuer and as a director on the Board of Directors of the Issuer.