| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NDAQ | Common Stock, par value $0.01 per share | Gift | $0 | -3.93K | -1.88% | $0.00 | 205K | Mar 28, 2024 | Direct | F1 |
| transaction | NDAQ | Common Stock, par value $0.01 per share | Gift | $0 | +3.93K | +59.41% | $0.00 | 10.5K | Mar 28, 2024 | Held by family trusts | F2, F3 |
| Id | Content |
|---|---|
| F1 | Represents 204,559 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 196,056 are vested as of the date hereof. |
| F2 | Each of the family trusts that were gifted shares by the Reporting Person entered into a Lock-Up Agreement, dated as of March 27, 2024, with Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC (each, a "Lock-Up Agreement"). Under the terms of each Lock-Up Agreement, each trust has agreed not to sell or otherwise transfer such shares during the period from the transaction date until the close of business 90 days after March 19, 2024, subject to certain exceptions. Each transfer was a bona fide gift to a family member of the Reporting Person. |
| F3 | Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. |