Howard S. Jonas - Apr 4, 2024 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Executive Chairman, Director
Signature
Joyce J. Mason, by Power of Attorney
Stock symbol
RFL
Transactions as of
Apr 4, 2024
Transactions value $
$0
Form type
4
Date filed
4/8/2024, 01:53 PM
Previous filing
Feb 13, 2024
Next filing
Apr 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, par value $.01 per share Other $0 -348K -100% $0.00* 0 Apr 4, 2024 By HSJ 2024 Rafael Annuity Trust F1
transaction RFL Class B Common Stock, par value $.01 per share Other $0 +348K +161.77% $0.00 564K Apr 4, 2024 Direct F1, F2
holding RFL Class B Common Stock, $.01 par value per share 3.23M Apr 4, 2024 By I9 Plus, LLC F3
holding RFL Class B Common Stock, $.01 par value per share 98.8K Apr 4, 2024 By The Jonas Foundation
holding RFL Class A Common Stock, $.01 par value per share 787K Apr 4, 2024 Rafael A Partners, L.P. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer from the HSJ 2024 Rafael Annuity Trust to the Reporting Person's direct holdings.
F2 Consists of 348,259 shares of stock held directly, 27,852 vested restricted shares of stock, and 187,427 unvested restricted shares of stock that vest in full on June 13, 2024.
F3 Owned by trusts for the benefit of the Reporting Person's children and managed by Reporting Person's immediate family member.
F4 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.