Ira Goldfarb - Apr 15, 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Ira Goldfarb
Stock symbol
SOWG
Transactions as of
Apr 15, 2024
Transactions value $
$3,071,000
Form type
4
Date filed
4/17/2024, 05:45 PM
Previous filing
Mar 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG Common Stock Options Exercise $58.8K +25K +8.08% $2.35* 334K Apr 15, 2024 Direct F1
transaction SOWG Common Stock Options Exercise $497K +225K +67.29% $2.21* 559K Apr 15, 2024 Direct F1
transaction SOWG Common Stock Options Exercise $1.18M +500K +867.36% $2.35* 558K Apr 15, 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $325K +125K +22.42% $2.60* 683K Apr 15, 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $325K +125K +18.31% $2.60* 808K Apr 15, 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $163K +62.5K +7.74% $2.60* 870K Apr 15, 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $469K +188K +21.55% $2.50* 1.06M Apr 15, 2024 By Trust F2
transaction SOWG Common Stock Options Exercise $58.8K +25K $2.35* 25K Apr 15, 2024 By IG Union Bower, LLC F3
holding SOWG Common Stock 1.62M Apr 15, 2024 By S-FDF, LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -225K -100% $0.00* 0 Apr 15, 2024 Common Stock 225K $2.21 Direct F5, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 Apr 15, 2024 Common Stock 25K $2.35 Direct F6, F7
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -500K -100% $0.00* 0 Apr 15, 2024 Common Stock 500K $2.35 By Trust F7, F8
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 Apr 15, 2024 Common Stock 25K $2.35 By IG Union Bower, LLC F7, F9
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -125K -100% $0.00* 0 Apr 15, 2024 Common Stock 125K $2.60 By Trust F8, F10
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -125K -100% $0.00* 0 Apr 15, 2024 Common Stock 125K $2.60 By Trust F8, F10
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62.5K -100% $0.00* 0 Apr 15, 2024 Common Stock 62.5K $2.60 By Trust F8, F10
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -188K -100% $0.00* 0 Apr 15, 2024 Common Stock 188K $2.50 By Trust F8, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb.
F2 Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee.
F3 Shares held by IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.
F4 Shares held by S-FDF, LLC over which Mr. Goldfarb and his spouse Claudia Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest.
F5 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
F6 Warrants purchased as joint tenants with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
F7 Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
F8 Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest.
F9 Warrants purchased by the IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member.
F10 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.