Claudia Goldfarb - Apr 15, 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Claudia Goldfarb
Stock symbol
SOWG
Transactions as of
Apr 15, 2024
Transactions value $
$556,000
Form type
4
Date filed
4/17/2024, 05:56 PM
Previous filing
Mar 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG Common Stock Options Exercise $58.8K +25K +8.74% $2.35* 311K Apr 15, 2024 Direct F1
transaction SOWG Common Stock Options Exercise $497K +225K +72.35% $2.21* 536K Apr 15, 2024 Direct F1
holding SOWG Common Stock 1.62M Apr 15, 2024 By S-FDF, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -225K -100% $0.00* 0 Apr 15, 2024 Common Stock 225K $2.21 Direct F3, F4
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 Apr 15, 2024 Common Stock 25K $2.35 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
F2 Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.
F3 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
F4 Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
F5 Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.