Harraden Circle Investments, LLC - Apr 17, 2024 Form 3 Insider Report for Aetherium Acquisition Corp (GMFI)

Role
10%+ Owner
Signature
HARRADEN CIRCLE INVESTORS, LP, By: HARRADEN CIRCLE INVESTORS GP, LP, its general partner, By: HARRADEN CIRCLE INVESTORS GP, LLC, its general partner, By: /s/ Frederick V. Fortmiller, Jr., Title: Managing Member
Stock symbol
GMFI
Transactions as of
Apr 17, 2024
Transactions value $
$0
Form type
3
Date filed
4/25/2024, 04:11 PM
Previous filing
Apr 11, 2024
Next filing
May 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GMFI Ordinary Shares 350K Apr 17, 2024 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These ordinary shares of the Issuer ("Shares") are directly owned by Harraden Circle Investors, LP ("Harraden Fund"). Harraden Circle Investors GP, LP ("Harraden GP") is the general partner to Harraden Fund, and Harraden Circle Investors GP, LLC ("Harraden LLC") is the general partner of Harraden GP. Harraden Circle Investments, LLC ("Harraden Adviser") serves as investment manager to Harraden Fund. Frederick V. Fortmiller, Jr. ("Mr. Fortmiller") is the managing member of each of Harraden LLC and Harraden Adviser. Each of Harraden GP, Harraden LLC, Harraden Adviser, and Mr. Fortmiller disclaims beneficial ownership of the Shares and Warrants reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Remarks:

This Form 3 is being filed solely due to the redemption of 1,383,212 Shares on March 28, 2024, by Issuer stockholders other than the Reporting Persons, after which the Reporting Persons' aggregate beneficial ownership was above 10%.