| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEIS | Common Stock | +Options Exercise | +2,257 | +5.88% | 40,657 | May 5, 2024 | By 1998 Ball Family Trust | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEIS | Restricted Stock Units | +Grant/Award | $0 | +2,093 | $0.00 | 2,093 | May 3, 2024 | Common Stock | 2,093 | $0.00 | Direct | F3, F4 | |
| transaction | AEIS | Restricted Stock Units | -Options Exercise | $0 | -2,257 | -100% | $0.00 | 0 | May 5, 2024 | Common Stock | 2,257 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. |
| F2 | Includes shares acquired through the dividend reinvestment plan. |
| F3 | Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. |
| F4 | Restricted stock units are not exercisable and do not have an expiration date. |