Kenneth Moelis - May 9, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Chairman, CEO, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Stock symbol
MC
Transactions as of
May 9, 2024
Transactions value $
-$4,166,789
Form type
4
Date filed
5/10/2024, 07:04 PM
Previous filing
Apr 2, 2024
Next filing
Jun 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Sale -$2.16M -40K -48.52% $53.98 42.4K May 9, 2024 Direct
transaction MC Class A Common Stock Sale -$2.01M -37.1K -87.42% $54.11 5.34K May 10, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Moelis' ownership of 5,339 shares of Class A common stock is in addition to (i) 702,623 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 91,073 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust