| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPHL | Common Stock | Tax liability | -$288 | -411 | -1.58% | $0.70* | 25.6K | Mar 7, 2024 | Direct | F1, F2 |
| transaction | UPHL | Common Stock | Options Exercise | +1.4K | +5.46% | 27K | Apr 11, 2024 | Direct | F3 | ||
| transaction | UPHL | Common Stock | Tax liability | -$543 | -522 | -1.93% | $1.04* | 26.5K | Apr 11, 2024 | Direct | F4 |
| transaction | UPHL | Common Stock | Tax liability | -$169 | -352 | -1.33% | $0.48 | 26.1K | May 22, 2024 | Direct | F2, F5 |
| holding | UPHL | Common Stock | 26K | Mar 7, 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPHL | Performance Based Restricted Stock Unit | Options Exercise | $0 | -1.4K | -47.91% | $0.00 | 1.52K | Apr 11, 2024 | Common Stock | 1.4K | Direct | F3, F4, F6, F7 |
| Id | Content |
|---|---|
| F1 | The Company withheld 411 shares of stock subject to the Prior Time-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Time-based RSUs issued to the Reporting Person. |
| F2 | Includes Time-based Restricted Stock Units ("Prior Time-based RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules |
| F3 | Performance-Based Restricted Stock Units ("Prior Performance-based RSUs") convert into Common Stock on a one-for-one basis. |
| F4 | The Company withheld 522 shares of stock subject to the Prior Performance-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Performance-based RSUs issued to the Reporting Person. |
| F5 | The Company withheld 352 shares of stock subject to the Prior Time-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Time-based RSUs issued to the Reporting Person. |
| F6 | On July 6, 2022, the reporting person was granted 3,500 Prior Performance-based RSUs, which amount has been adjusted to reflect the 10-for-1 reverse stock split on the Common Stock of the Company on December 8, 2022. Each Prior Performance-based RSU represents the right to receive, following vesting, one share of Common Stock. The number of shares of Common Stock acquired upon vesting of the Prior Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Board of Directors on an annual basis, over three one-year performance periods beginning on the first day of the fiscal year of 2022 and ending on the last day of the fiscal year of 2024. The determination of whether such pre-established performance metrics were achieved during a performance period, and any vesting of Prior Performance-based RSUs in connection therewith, occurs following an assessment of the applicable performance period. |
| F7 | Includes Prior Performance-based RSUs of the Company that are subject to vesting pursuant to previously disclosed vesting schedules. |