| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CCLFX | 5.44% Series B Senior Secured Notes due July 19, 2025 | Other | $0 | -11M | $0.00 | $1.53M | Jun 9, 2024 | Held through subsidiaries | F1, F2 | |
| transaction | CCLFX | 5.50% Series C Senior Secured Notes due July 19, 2026 | Other | $0 | -29.8M | $0.00 | $4.17M | Jun 9, 2024 | Held through subsidiaries | F1, F3 | |
| transaction | CCLFX | 4.10% Series A Senior Secured Notes due March 28, 2027 | Other | $0 | -25M | $0.00 | $0 | Jun 9, 2024 | Held through subsidiaries | F1 | |
| transaction | CCLFX | 5.61% Series E Senior Secured Notes due July 19, 2027 | Other | $0 | -37.3M | $0.00 | $5.21M | Jun 9, 2024 | Held through subsidiaries | F1, F4 | |
| transaction | CCLFX | 7.10% Series I Senior Secured Notes due December 6, 2027 | Other | $0 | -52.6M | $0.00 | $7.36M | Jun 9, 2024 | Held through subsidiaries | F1, F5 | |
| transaction | CCLFX | 6.77% Series L Senior Secured Notes due August 4, 2028 | Other | $0 | -12M | $0.00 | $12.5M | Jun 9, 2024 | Held through subsidiaries | F1, F6 | |
| transaction | CCLFX | 5.72% Series F Senior Secured Notes due July 19, 2029 | Other | $0 | -33M | $0.00 | $0 | Jun 9, 2024 | Held through subsidiaries | F1 | |
| transaction | CCLFX | 5.72% Series G Senior Secured Notes due July 19, 2029 | Other | $0 | -28M | $0.00 | $0 | Jun 9, 2024 | Held through subsidiaries | F1 | |
| transaction | CCLFX | 7.17% Series J Senior Secured Notes due December 6, 2029 | Other | $0 | -40M | $0.00 | $0 | Jun 9, 2024 | Held through subsidiaries | F1 | |
| transaction | CCLFX | 6.81% Series M Senior Secured Notes due August 4, 2030 | Other | $0 | -12M | $0.00 | $17.5M | Jun 9, 2024 | Held through subsidiaries | F1, F7 | |
| transaction | CCLFX | 7.23% Series Q Senior Secured Notes due January 20, 2031 | Other | $0 | -39M | $0.00 | $0 | Jun 9, 2024 | Held through subsidiaries | F1 | |
| transaction | CCLFX | 7.40% Series R Senior Secured Notes due January 20, 2034 | Other | $0 | -50M | $0.00 | $0 | Jun 9, 2024 | Held through subsidiaries | F1 | |
| holding | CCLFX | 6.75% Series K Senior Secured Notes due August 4, 2026 | $6M | Jun 9, 2024 | Held through subsidiaries | F8 |
American International Group, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| F2 | National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, directly holds $1,532,500.00 principal amount of the reported securities. |
| F3 | National Union directly holds $4,168,400.00 principal amount of the reported securities. |
| F4 | National Union directly holds $5,210,500.00 principal amount of the reported securities. |
| F5 | Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds $7,356,000.00 principal amount of the reported securities. |
| F6 | American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, Commerce and Industry Insurance Company ("Commerce"), an indirect wholly owned subsidiary of AIG, Lexington and National Union directly hold $4,600,000.00 principal amount, $500,000.00 principal amount, $3,700,000.00 principal amount and $3,700,000.00 principal amount of the reported securities, respectively. |
| F7 | AHAC, Commerce, Lexington, National Union and American International Group UK Limited, an indirect wholly owned subsidiary of AIG, directly hold $4,600,000.00 principal amount, $500,000.00 principal amount, $3,700,000.00 principal amount, $3,700,000.00 principal amount and $5,000,000.00 principal amount of the reported securities, respectively. |
| F8 | AHAC directly holds $6,000,000.00 principal amount of the reported securities. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.