| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | EMO | 4.66% Series H Senior Secured Notes due October 15, 2025 | $5.49M | Jun 9, 2024 | Held through subsidiaries | F1, F2, F3 | |||||
| holding | EMO | Series I Mandatory Redeemable Preferred Stock | 30 | Jun 9, 2024 | Held through subsidiaries | F1, F4 | |||||
| holding | EMO | Series J Mandatory Redeemable Preferred Stock | 70 | Jun 9, 2024 | Held through subsidiaries | F1, F5 |
| Id | Content |
|---|---|
| F1 | As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and CRBG reports beneficial ownership of securities its subsidiaries either hold directly or may be deemed to beneficially own pursuant to investment management agreements. |
| F2 | American General Life Insurance Company ("AGLIC"), The United States Life Insurance Company in The City of New York ("USL") and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of CRBG, directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. |
| F3 | The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F4 | USL directly holds 20 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 10 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F5 | AGLIC directly holds 47 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 23 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.