Anil Kapur - Jun 10, 2024 Form 4 Insider Report for GERON CORP (GERN)

Role: EVP, Corp Strategy & CCO
Signature: /s/ Scott A. Samuels for Anil Kapur
Stock symbol: GERN
Transactions as of: Jun 10, 2024
Transactions value $: -$1,512,422
Form type: 4
Date filed: 6/12/2024, 04:05 PM
Previous filing: Jun 7, 2024
Next filing: Jun 20, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GERN	Common Stock	Options Exercise	$447K	+422K		$1.06	422K	Jun 10, 2024	Direct
transaction	GERN	Common Stock	Sale	-$1.96M	-422K	-100%	$4.65	0	Jun 10, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GERN	Stock Option (right to buy)	Options Exercise	$0	-422K	-56.25%	$0.00	328K	Jun 10, 2024	Common Stock	422K	$1.06	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transacations at price ranging from $4.52 to $4.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote.
F2	This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022 (of which 421,875 shares were vested as of the exercise date), provided the optionee continues to provide services to the Company.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transacations at price ranging from $4.52 to $4.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote.

This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022 (of which 421,875 shares were vested as of the exercise date), provided the optionee continues to provide services to the Company.