Howard S. Jonas - Jun 13, 2024 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Executive Chairman, Director
Signature
Joyce J. Mason, by Power of Attorney
Stock symbol
RFL
Transactions as of
Jun 13, 2024
Transactions value $
$0
Form type
4
Date filed
6/17/2024, 04:49 PM
Previous filing
May 16, 2024
Next filing
Jun 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, par value $.01 per share Award $0 +159K +28.22% $0.00 723K Jun 13, 2024 Direct F1, F2
transaction RFL Class B Common Stock, par value $.01 per share Other $0 -376K -52.05% $0.00 346K Jun 14, 2024 Direct F3, F4
transaction RFL Class B Common Stock, par value $.01 per share Other $0 +376K $0.00 376K Jun 14, 2024 By Wife F3
transaction RFL Class B Common Stock, par value $.01 per share Other $0 -187K -54.1% $0.00 159K Jun 17, 2024 Direct F3, F5
transaction RFL Class B Common Stock, par value $.01 per share Other $0 +187K +49.83% $0.00 564K Jun 17, 2024 By Wife F3
holding RFL Class B Common Stock, $.01 par value per share 3.23M Jun 13, 2024 By I9 Plus, LLC F6
holding RFL Class B Common Stock, $.01 par value per share 98.8K Jun 13, 2024 By The Jonas Foundation
holding RFL Class A Common Stock, $.01 par value per share 787K Jun 13, 2024 Rafael A Partners, L.P. F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted shares of stock, 39,754 shares of which shall vest on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F2 Consists of 348,259 shares of stock held directly, 215,279 vested restricted shares of stock, and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F3 Transfer from the Reporting Person to his wife.
F4 Consists of 187,427 vested restricted shares of stock and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F5 Consists of 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.
F6 Owned by trusts for the benefit of the Reporting Person's children and managed by Reporting Person's immediate family member.
F7 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.