Windsor Private Capital LP - Aug 12, 2024 Form 3 Insider Report for FIREFLY NEUROSCIENCE, INC. (AIFF)

Role: 10%+ Owner
Signature: Windsor Private Capital LP, by its General Partner, WPC GP I Inc., /s/ John Cundari, Partner
Stock symbol: AIFF
Transactions as of: Aug 12, 2024
Transactions value $: $0
Form type: 3
Date filed: 8/22/2024, 04:30 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AIFF	Common Stock						1.52M	Aug 12, 2024	See Footnote	F1, F2
holding	AIFF	Common Stock						68.8K	Aug 12, 2024	See Footnote	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AIFF	Warrants							Aug 12, 2024	Common Stock	114K	$0.00	See Footnote	F1, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This Form 3 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer").
F2	The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose.
F3	The reported securities are held directly by HJRK. Mr. Kupinsky and HJRK Trust are the shareholders of HJRK and may be deemed to beneficially own the reported securities. Mr. Kupinsky and HJRK Trust disclaim beneficial ownership of the securities held directly by HJRK except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that either of Mr. Kupinsky or HJRK Trust is a beneficial owner of such securities for purposes of Section 16 or any other purpose.
F4	The warrants are currently exercisable to purchase shares of common stock of the Issuer. 89,863 warrants are exercisable until June 15, 2028. 12,827 warrants are exercisable until February 17, 2026. 11,391 warrants are exercisable until July 5, 2025.
F5	The reported securities are held directly by Windsor. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose.