Roel C. Campos - Sep 4, 2024 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Stock symbol
RM
Transactions as of
Sep 4, 2024
Transactions value $
-$31
Form type
4
Date filed
9/6/2024, 04:30 PM
Previous filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $89.4K +5.48K +5.39% $16.30 107K Sep 4, 2024 Direct
transaction RM Common Stock Tax liability -$89.4K -2.79K -2.6% $32.06 104K Sep 4, 2024 Direct F1, F2
transaction RM Common Stock Options Exercise $146K +9.19K +8.8% $15.89 114K Sep 4, 2024 Direct
transaction RM Common Stock Tax liability -$146K -4.55K -4.01% $32.06 109K Sep 4, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Stock Option (right to buy) Options Exercise $0 -5.48K -100% $0.00 0 Sep 4, 2024 Common Stock 5.48K $16.30 Direct
transaction RM Stock Option (right to buy) Options Exercise $0 -9.19K -100% $0.00 0 Sep 4, 2024 Common Stock 9.19K $15.89 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise.
F2 Represents the closing market price of the issuer's common stock at the time of the option exercise.