Christian S. Fong - Sep 30, 2023 Form 4 Insider Report for SPRUCE POWER HOLDING CORP (SPRU)

Role
President and CEO, Director
Signature
/s/ Christian S. Fong
Stock symbol
SPRU
Transactions as of
Sep 30, 2023
Transactions value $
-$8,500
Form type
4
Date filed
10/3/2023, 04:26 PM
Previous filing
Oct 3, 2023
Next filing
Jan 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPRU Common Stock Tax liability -$8.5K -12.5K -0.86% $0.68 1.45M Sep 30, 2023 Direct F1
holding SPRU Common Stock 600 Sep 30, 2023 Note F2
holding SPRU Common Stock 160K Sep 30, 2023 Note F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 30, 2023. The applicable RSUs were reported on the Form 4 filed September 13, 2022.
F2 The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose.
F3 The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.