Aharon Gil - Dec 30, 2021 Form 5 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
/s/ Gil Aharon
Stock symbol
DCTH
Transactions as of
Dec 30, 2021
Transactions value $
$2,396,000
Form type
5
Date filed
2/14/2022, 06:44 PM
Previous filing
Aug 9, 2021
Next filing
Apr 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DCTH Convertible Note Payable Other $2.4M +2K +0.1% $1,198.00* 2M Aug 5, 2021 By Rosalind Advisors, Inc., the advisor to the Rosalind Funds F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported, on August 6, 2021, the Issuer executed an agreement to amend an aggregate of $2,000 outstanding secured convertible notes payable to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P. to reduce the conversion price of the convertible notes to $1,198 per share of the Company's Series E Convertible Preferred Stock and extend the maturity date of the convertible notes to October 30, 2024.
F2 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.