JW Asset Management, LLC - Mar 21, 2022 Form 4 Insider Report for TerrAscend Corp. (TSNDF)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Jason Klarreich, Attorney-in-Fact, JW Asset Management, LLC
Stock symbol
TSNDF
Transactions as of
Mar 21, 2022
Transactions value $
$1,287,100
Form type
4
Date filed
3/23/2022, 03:21 PM
Previous filing
Mar 16, 2022
Next filing
Mar 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSNDF Common Shares Purchase $167K +30K +0.03% $5.57 90M Mar 21, 2022 See Footnotes F1, F2, F3
transaction TSNDF Common Shares Purchase $1.12M +200K +0.22% $5.60 90.2M Mar 21, 2022 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2 The amounts of 30,000 and 200,000 in item 4 of Table I reflect the 30,000 Common Shares and the 200,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and another advised investment vehicle in the open market transactions requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F3 Each of the amounts of 89,999,502 and 90,199,502 in item 5 of Table I includes 1,794,995 direct non-derivative Common Shares beneficially owned by Wild.