Blake D. Moret - Jun 13, 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Signature
Danielle White, Attorney-in-Fact for Blake D. Moret
Stock symbol
ROK
Transactions as of
Jun 13, 2023
Transactions value $
-$1,529,332
Form type
4
Date filed
6/13/2023, 07:57 PM
Previous filing
Jun 9, 2023
Next filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Sale -$1.53M -4.86K -7.01% $315.00 64.4K Jun 13, 2023 Direct F1, F2
holding ROK Common Stock 166 Jun 13, 2023 By Savings Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $315 to $315.0250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2023.