Robert L. Howe - May 12, 2021 Form 4 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (AEL)

Role
Director
Signature
/s/ Mark A. Schuman, by Power of Attorney
Stock symbol
AEL
Transactions as of
May 12, 2021
Transactions value $
-$480
Form type
4
Date filed
5/14/2021, 01:12 PM
Next filing
Jun 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Options Exercise $184K +15K +27.03% $12.26* 70.5K May 12, 2021 Direct
transaction AEL Common Stock Sale -$184K -6.14K -8.71% $30.01 64.4K May 12, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEL Options - Right to Buy Options Exercise $0 -15K -100% $0.00* 0 May 12, 2021 Common Stock 15K $12.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $30.00 to $30.04. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney